-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H5Wl+G/6Fm51C85x3ruhkUI8MqK4Mz2wbOdlfkAzCRO9U9tPsejoTbcKXhIOi4cO OuhGzr9qMwG5ThD43C9/sg== 0000891092-02-000487.txt : 20020416 0000891092-02-000487.hdr.sgml : 20020416 ACCESSION NUMBER: 0000891092-02-000487 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020410 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSACT TECHNOLOGIES INC CENTRAL INDEX KEY: 0001017303 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 061456680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51347 FILM NUMBER: 02606523 BUSINESS ADDRESS: STREET 1: 7 LASER LANE CITY: WALLINGFORD STATE: CT ZIP: 06492 BUSINESS PHONE: 2032691198 MAIL ADDRESS: STREET 1: 7 LASER LANE CITY: WALLINGFORD STATE: CT ZIP: 06492 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POS PARTNERS LLC CENTRAL INDEX KEY: 0001136346 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 210 STOKES FARM ROAD CITY: FRANKLIN LAKES STATE: NJ ZIP: 07417 BUSINESS PHONE: 2018471832 SC 13D/A 1 e13286.txt SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 Transact Technologies Incorporated - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 892918-10-3 - -------------------------------------------------------------------------------- (CUSIP Number) Mr. Niles Moser 210 Stokes Farm Road Franklin Lakes, New Jersey 07417 Telephone: (201) 847-1832 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) - -------------------------------------------------------------------------------- April 5, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO.: 892918-10-3 - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) POS Partners LLC I.R.S. Identification No. 06-1610270 - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS AF - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION New Jersey - -------------------------------------------------------------------------------- NUMBER OF 7) SOLE VOTING POWER 275,000* SHARES ---------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER 0 OWNED BY ---------------------------------------------------------------- EACH 9) SOLE DISPOSITIVE POWER 275,000* REPORTING ---------------------------------------------------------------- PERSON WITH 10) SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 275,000* - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.8% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON OO - -------------------------------------------------------------------------------- * The Reporting Person is a limited liability company whose sole member is Mr. Niles Moser. CUSIP NO.: 892918-10-3 - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Niles Moser - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3) SEC Use Only ------------------------------------------------------------------------------- 4) SOURCE OF FUNDS PF - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- NUMBER OF 7) SOLE VOTING POWER 0 SHARES ---------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER 395,000* OWNED BY ---------------------------------------------------------------- EACH 9) SOLE DISPOSITIVE POWER 0 REPORTING ---------------------------------------------------------------- PERSON WITH 10) SHARED DISPOSITIVE POWER 395,000* - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 395,000* - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.9% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- * Beneficial ownership of 275,000 shares of common stock reported hereunder is being reported solely due to the fact that the Reporting Person is the sole member of POS Partners LLC, a New Jersey limited liability company ("POS"). Beneficial ownership of an additional 120,000 shares of common stock reported hereunder is being reported solely due to the fact that the Reporting Person is a partner in Mogen Investment, a New Jersey general partnership (the "Partnership"). The Reporting Person expressly disclaims beneficial ownership of any shares beneficially owned by the Partnership. See Items 5 and 6 hereof. ITEM 1. SECURITY AND ISSUER Item 1 to the Reporting Persons' Schedule 13D filed on March 8, 2001 (the "Original Filing") is hereby incorporated herein by this reference. Capitalized terms used but not otherwise defined herein have the meaning given in the Original Filing. ITEM 2. IDENTITY AND BACKGROUND Item 2 to the Original Filing is hereby incorporated herein by this reference. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 to the Original Filing is hereby incorporated herein by this reference. ITEM 4. PURPOSE OF TRANSACTION Item 4 to the Original Filing is hereby incorporated herein by this reference. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 to the Original Filing is hereby deleted in entirety and amended to provide as follows: (a) (i) As of the date of this Schedule, each of the Reporting Persons may be deemed to beneficially own the number of shares of Common Stock of the Issuer described below: 1. POS may be deemed to be the beneficial owner of 275,000 shares of Common Stock, of which POS is the record owner. By virtue thereof, POS may be deemed to beneficially own 4.8% of Issuer's Common Stock. 2. Mr. Moser may be deemed to be the beneficial owner of 395,000 shares of Common Stock. Beneficial ownership of 275,000 shares of Common Stock is being reported solely due to the fact that Mr. Moser is the sole member in POS. Beneficial ownership of an additional 120,000 shares of common stock reported hereunder is being reported solely due to the fact that Mr. Moser is a partner in Mogen Investment, a New Jersey general partnership (the "Partnership"). Mr. Moser expressly disclaims beneficial ownership of all shares beneficially owned by the Partnership. See Item 6 hereof. By virtue thereof, Mr. Moser may be deemed to beneficially own 6.9% of Issuer's Common Stock. The above percentages are computed based on the number of outstanding shares of Common Stock reported by the Issuer in its Report on Form 10-K for the year ended on December 31, 2001, and assumes no exercise of warrants or options or conversion of any convertible security by any person other than the Reporting Persons. Each of the Reporting Persons disclaims the existence of a "group" between or among either of them and the Partnership and between or among either of them and any or all of the other partners in the Partnership, in each case within the meaning of Section 13(d)(3) of the Exchange Act. (b) (i) POS may be deemed to have sole voting and dispositive power with respect to the 275,000 shares of Common Stock it may be deemed to beneficially own. (ii) By reason of Mr. Moser's status as sole member of POS, Mr. Moser may be deemed to have sole voting and dispositive power with respect to the 275,000 shares of Common Stock POS may be deemed to beneficially own. By reason of Mr. Moser's status as a general partner in the Partnership, Mr. Moser may be deemed to share the power to vote and dispose of the 120,000 shares of Common Stock beneficially owned by the Partnership. See Item 6 hereof. (c) During the 60 days ending on April 5, 2002, POS disposed of an aggregate of 25,000 shares of Common Stock by means of open market transactions on the dates and at the prices per share set forth below: Date Number Price February 7, 2002 2,500 $6.00 March 25, 2002 4,000 $5.21 March 26, 2002 5,000 $5.35 March 27, 2002 5,600 $5.75 March 28, 2002 1,400 $5.59 April 1, 2002 1,000 $5.85 April 2, 2002 500 $6.40 April 5, 2002 5,000 $6.45 (d) Not applicable. (e) On April 5, 2002, as a result of the sales described in Item 6(c) above, POS ceased to be the beneficial owner of more than five percent of the Issuer's Common Stock. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIP WITH RESPECT TO SECURITIES OF THE ISSUER Item 6 to the Original Filing is hereby incorporated herein by this reference. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Item 7 to the Original Filing is hereby incorporated herein by this reference. Signature -2- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 9, 2002 /s/ Niles Moser ------------------- NILES MOSER POS PARTNERS LLC By: /s/ Niles Moser ---------------- Niles Moser, Member -3- -----END PRIVACY-ENHANCED MESSAGE-----